Filing Details
- Accession Number:
- 0000855658-21-000223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 20:13:33
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 20:13:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434807 | P James Lederer | 5555 Ne Moore Court Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-01 | 9,000 | $6.29 | 47,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-01 | 9,000 | $72.00 | 38,552 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-03 | 10,000 | $6.29 | 48,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-03 | 10,000 | $76.00 | 38,552 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-11-01 | 9,000 | $0.00 | 9,000 | $6.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-11-03 | 10,000 | $0.00 | 10,000 | $6.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2019-03-14 | 2028-03-14 | No | 4 | M | Direct |
| 0 | 2019-03-14 | 2028-03-14 | No | 4 | M | Direct |
Footnotes
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.00 to $72.00.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.00 to $76.00.
- This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
Billionaire Hedge Funds
