Filing Details

Accession Number:
0001567619-21-019297
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-03 19:12:12
Reporting Period:
2021-11-01
Accepted Time:
2021-11-03 19:12:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1770787 10X Genomics Inc. TXG Laboratory Analytical Instruments (3826) 455614458
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1786391 J. Benjamin Hindson C/O 10X Genomics, Inc.
6230 Stoneridge Mall Road
Pleasanton CA 94588
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-01 10,232 $5.04 57,349 No 4 M Direct
Class A Common Stock Acquisiton 2021-11-01 31,434 $11.48 88,783 No 4 M Direct
Class A Common Stock Disposition 2021-11-01 1,100 $160.50 87,683 No 4 S Direct
Class A Common Stock Disposition 2021-11-01 1,500 $162.06 86,183 No 4 S Direct
Class A Common Stock Disposition 2021-11-01 11,829 $163.15 74,354 No 4 S Direct
Class A Common Stock Disposition 2021-11-01 24,125 $163.87 50,229 No 4 S Direct
Class A Common Stock Disposition 2021-11-01 3,112 $164.75 47,117 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2021-11-01 10,232 $0.00 10,232 $5.04
Class A Common Stock Stock Option (right to buy) Disposition 2021-11-01 31,434 $0.00 31,434 $11.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,884 2028-11-02 No 4 M Direct
68,566 2029-05-10 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $160.00 to $160.95. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  3. This transaction was executed in multiple trades at prices ranging from $161.45 to $162.43. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  4. This transaction was executed in multiple trades at prices ranging from $162.48 to $163.475. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  5. This transaction was executed in multiple trades at prices ranging from $163.48 to $164.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  6. This transaction was executed in multiple trades at prices ranging from $164.50 to $165.29. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  7. This option, originally for 175,000 shares, of which 124,116 shares have been exercised, vested as to 1/48th of the shares on October 1, 2018 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  8. This option, originally for 100,000 shares, of which 31,434 shares have been exercised, vested as to 1/48th of the shares on May 1, 2019 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.