Filing Details
- Accession Number:
- 0000904454-21-000743
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 18:32:43
- Reporting Period:
- 2021-10-27
- Accepted Time:
- 2021-11-03 18:32:43
- Original Submission Date:
- 2021-10-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1493594 | Macom Technology Solutions Holdings Inc. | MTSI | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1330184 | G Stephen Daly | C/O Macom Technology Solutions Holdings 100 Chelmsford Street Lowell MA 01851 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-27 | 10,740 | $0.00 | 251,787 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-10-28 | 2,096 | $69.63 | 249,691 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-10-29 | 25,941 | $14.15 | 275,632 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-29 | 25,941 | $70.00 | 249,691 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-29 | 3,737 | $69.82 | 245,954 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-29 | 25,941 | $0.00 | 25,941 | $14.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 164,059 | 2020-12-15 | 2026-05-15 | No | 4 | M | Direct |
Footnotes
- Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on October 27, 2022, October 27, 2023 and October 27, 2024, provided that the Reporting Person remains in continuous service with the Issuer through each such vesting date.
- Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 28, 2021.
- The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 29, 2021.
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