Filing Details
- Accession Number:
- 0001127602-21-028360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 18:11:09
- Reporting Period:
- 2021-11-02
- Accepted Time:
- 2021-11-03 18:11:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689701 | B Torran Nixon | One Sw Columbia Street, Suite 1200 Portland OR 97204 | Umpqua Bank President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-02 | 5,000 | $21.01 | 185,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-02 | 28 | $0.00 | 1,338 | No | 4 | J | Indirect | by 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | by 401(k) |
Footnotes
- Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.
- Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Billionaire Hedge Funds
