Filing Details
- Accession Number:
- 0000899243-21-042797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 18:04:53
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 18:04:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596946 | Quotient Ltd | QTNT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457861 | Heino Prondzynski Von | C/O Quotient Limited 28 Esplanade St Helier Y9 JE2 3QA | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2021-11-01 | 3,713 | $0.00 | 294,099 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Ordinary Share Option (Right to Buy) | $11.62 | 2025-10-31 | 4,303 | 4,303 | Direct | |
| Ordinary Shares | Ordinary Share Option (Right to Buy) | $5.73 | 2026-10-31 | 8,726 | 8,726 | Direct | |
| Ordinary Shares | Ordinary Shares Option (Right to buy) | $5.21 | 2027-10-31 | 9,597 | 9,597 | Direct | |
| Ordinary Shares | Restricted Stock Units | $0.00 | 69,041 | 69,041 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-10-31 | 4,303 | 4,303 | Direct |
| 2026-10-31 | 8,726 | 8,726 | Direct |
| 2027-10-31 | 9,597 | 9,597 | Direct |
| 69,041 | 69,041 | Direct |
Footnotes
- Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- All 4,303 options have vested and remain exercisable.
- All 8,726 options have vested and remain exercisable.
- All 9,597 options have vested and remain exercisable.
- On October 31, 2021, the Reporting Person was granted 69,041 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
- The sale reported on this Form 4 is a sale to cover taxes arising from the vesting and settlement of RSU awards. This sale is mandated by the Reporting Person's election to fund such taxes by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer.
Billionaire Hedge Funds
