Filing Details
- Accession Number:
- 0001628280-21-021554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 18:01:36
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 18:01:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1820953 | Affirm Holdings Inc. | AFRM | Services-Business Services, Nec (7389) | 842224323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1832806 | Siphelele Jiyane | C/O Affirm Holdings, Inc. 650 California Street San Francisco CA 94108 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-01 | 3,860 | $0.00 | 29,552 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,684 | $152.66 | 27,868 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2021-11-01 | 7,894 | $2.04 | 35,762 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,900 | $151.57 | 33,862 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 4,016 | $152.41 | 29,846 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 17,394 | $153.57 | 12,452 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 4,900 | $154.55 | 7,552 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,603 | $155.17 | 5,949 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,000 | $156.55 | 4,949 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,300 | $159.27 | 3,649 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 300 | $159.87 | 3,349 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 481 | $162.93 | 2,868 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-11-01 | 166 | $0.00 | 166 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-11-01 | 1,440 | $0.00 | 1,440 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-11-01 | 1,260 | $0.00 | 1,260 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-11-01 | 896 | $0.00 | 896 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-11-01 | 98 | $0.00 | 98 | $0.00 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-01 | 7,894 | $0.00 | 7,894 | $2.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,834 | 2026-08-22 | No | 4 | M | Direct | |
| 12,960 | 2027-10-26 | No | 4 | M | Direct | |
| 44,148 | 2027-10-26 | No | 4 | M | Direct | |
| 12,542 | 2027-12-31 | No | 4 | M | Direct | |
| 4,321 | 2028-07-14 | No | 4 | M | Direct | |
| 4,106 | 2027-05-29 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on November 1, 2021.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
- Represents the weighted average sale price of the shares sold from $150.97 to $151.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $152.03 to $152.97 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $153.05 to $153.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $154.05 to $155.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $155.05 to $155.38 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $156.12 to $157.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $158.64 to $159.56 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $159.73 to $159.94 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $162.91 to $162.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
- RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
- RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
- RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
- RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
- Stock option vests with respect to 1/24 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of July 5, 2016, the vesting commencement date of the Reporting Person's first stock option award from the Issuer, and the remaining shares underlying the option vest in equal monthly installments thereafter, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.
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