Filing Details

Accession Number:
0000049071-11-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-13 13:04:49
Reporting Period:
2011-05-13
Filing Date:
2011-05-13
Accepted Time:
2011-05-13 13:04:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1133713 H James Bloem Humana Inc.
500 West Main Street
Louisville KY 40202
Sr. Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2011-05-13 42,000 $78.50 26,661 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $62.10 2014-02-22 45,415 45,415 Direct
Humana Common Options $69.48 2015-02-21 47,875 47,875 Direct
Humana Common Options $41.83 2016-02-19 22,576 22,576 Direct
Humana Common Options $46.40 2017-02-18 24,235 24,235 Direct
Humana Common Options $61.18 2018-02-17 22,767 22,767 Direct
Humana Common Restricted Stock Units $0.00 5,149 5,419 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-22 45,415 45,415 Direct
2015-02-21 47,875 47,875 Direct
2016-02-19 22,576 22,576 Direct
2017-02-18 24,235 24,235 Direct
2018-02-17 22,767 22,767 Direct
5,149 5,419 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
  2. Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
  3. Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
  4. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
  5. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
  6. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
  7. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
  8. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  9. Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.