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Filing Details

Accession Number:: 0001832805-21-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-03 17:11:45
Reporting Period:: 2021-11-01

Accepted Time:: 2021-11-03 17:11:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647639	Upstart Holdings Inc.	UPST	Finance Services (6199)	464332431

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1832805	Dave Girouard	C/O Upstart Holdings, Inc. 2950 S. Delaware Street, Suite 300 San Mateo CA 94403	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-11-01	679	$323.95	986,823	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	500	$326.12	986,323	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	1,000	$327.39	985,323	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	900	$328.59	984,423	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	900	$329.92	983,523	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	200	$331.59	983,323	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	200	$332.73	983,123	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	570	$333.77	982,553	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	1,000	$335.29	981,553	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	300	$336.14	981,253	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	679	$324.03	986,823	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	500	$326.12	986,323	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	1,000	$327.39	985,323	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	900	$328.59	984,423	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	900	$329.92	983,523	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	200	$331.59	983,323	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	200	$332.72	983,123	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	665	$333.79	982,458	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	1,005	$335.34	981,453	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2021-11-01	200	$336.19	981,253	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.78 to $324.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (4) through (12), footnote (14), and footnotes (16) through (20) to this Form 4.
These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.00 to $326.22.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.04 to $328.02.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.12 to $329.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.37 to $330.05.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.18 to $332.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.25 to $333.21.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.42 to $334.28.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.85 to $335.80.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.02 to $336.25.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.78 to $324.50.
These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.128 to $329.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.18 to $322.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.25 to $333.185.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.42 to $334.09.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.045 to $336.34.