Filing Details
- Accession Number:
- 0001500332-21-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 16:06:44
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 16:06:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500332 | Sean Martin | One Baxter Parkway Deerfield IL 60015 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Acquisiton | 2021-11-01 | 21,450 | $50.77 | 63,731 | No | 4 | M | Direct | |
Common Stock, $1 Par Value | Disposition | 2021-11-01 | 19,876 | $79.53 | 43,855 | No | 4 | S | Direct | |
Common Stock, $1 Par Value | Disposition | 2021-11-01 | 1,574 | $80.03 | 42,281 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2021-11-01 | 21,450 | $0.00 | 21,450 | $50.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,749 | 2020-03-02 | 2027-03-02 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin on March 12, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Martin.
- Price reflects weighted average sales price. Range of prices for transactions are $78.93 through $79.92. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $79.94 through $80.14. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.