Filing Details
- Accession Number:
- 0001415889-21-005044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-02 20:43:43
- Reporting Period:
- 2021-10-29
- Accepted Time:
- 2021-11-02 20:43:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-29 | 8,052 | $179.96 | 631,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-29 | 985 | $180.11 | 630,244 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-29 | 3,942 | $180.11 | 626,302 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-01 | 85,234 | $180.67 | 711,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-01 | 10,423 | $180.47 | 701,113 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-01 | 26,652 | $180.47 | 674,461 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-01 | 10,008 | $181.45 | 664,453 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-01 | 5,034 | $182.25 | 659,419 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-02 | 62,349 | $181.60 | 721,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-02 | 7,641 | $180.37 | 714,127 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-02 | 13,324 | $180.37 | 700,803 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-02 | 17,239 | $181.41 | 683,564 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2021-10-29 | 8,052 | $0.00 | 8,052 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-11-01 | 27,327 | $0.00 | 27,327 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-11-01 | 57,907 | $0.00 | 57,907 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-11-02 | 62,349 | $0.00 | 62,349 | $28.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,740,743 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 3,713,416 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 3,655,509 | 2021-03-31 | 2028-02-28 | No | 4 | M | Direct |
| 3,593,160 | 2021-03-31 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.00 to $181.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.00 to $182.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.00 to $181.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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