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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397702	Silk Road Medical Inc	SILK	Surgical & Medical Instruments & Apparatus (3841)	208777622

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1770191	S. Andrew Davis	C/O Silk Road Medical, Inc. 1213 Innsbruck Drive Sunnyvale CA 94089	Chief Commercial Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-01	121	$6.11	70,376	No	4	M	Direct
Common Stock	Disposition	2021-11-01	121	$60.96	70,255	No	4	S	Direct
Common Stock	Acquisiton	2021-11-01	3,343	$20.00	73,598	No	4	M	Direct
Common Stock	Disposition	2021-11-01	3,343	$60.96	70,255	No	4	S	Direct
Common Stock	Acquisiton	2021-11-01	988	$30.93	71,243	No	4	M	Direct
Common Stock	Disposition	2021-11-01	988	$60.96	70,255	No	4	S	Direct
Common Stock	Acquisiton	2021-11-01	321	$4.73	70,576	No	4	M	Direct
Common Stock	Disposition	2021-11-01	321	$60.96	70,255	No	4	S	Direct
Common Stock	Acquisiton	2021-11-01	32	$52.07	70,287	No	4	M	Direct
Common Stock	Disposition	2021-11-01	32	$60.96	70,255	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2021-11-01	121	$0.00	121	$6.11
Common Stock	Option (right to buy)	Disposition	2021-11-01	3,343	$0.00	3,343	$20.00
Common Stock	Option (right to buy)	Disposition	2021-11-01	988	$0.00	988	$30.93
Common Stock	Option (right to buy)	Disposition	2021-11-01	321	$0.00	321	$4.73
Common Stock	Option (right to buy)	Disposition	2021-11-01	32	$0.00	32	$52.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,647	2019-08-01	2028-09-13	No	4	M	Direct
33,694	2019-05-03	2029-04-03	No	4	M	Direct
31,187	2020-04-01	2030-03-27	No	4	M	Direct
27,084	2021-04-04	2027-11-30	No	4	M	Direct
6,068	2020-08-01	2030-08-13	No	4	M	Direct

Footnotes

The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
This transaction was executed in multiple trades at price ranging from $60.74 to $61.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
One-fourth of the shares subject to the option shall vest on August 1, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date
One forty-eighth of the shares subject to the option shall vest on May 3, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
One forty-eighth of the shares subject to the option shall vest on April 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
One forty-eighth of the shares subject to the option shall vest on August 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.