Filing Details
- Accession Number:
- 0001406666-21-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-02 17:09:43
- Reporting Period:
- 2021-10-29
- Accepted Time:
- 2021-11-02 17:09:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1887165 | Matthew John Collins | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | Evp, Commercial Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-29 | 10,829 | $6.95 | 10,829 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-29 | 8,912 | $61.79 | 1,917 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-29 | 1,088 | $61.60 | 829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-02 | 829 | $70.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-10-29 | 10,829 | $0.00 | 10,829 | $6.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,171 | 2027-08-01 | No | 4 | M | Direct |
Footnotes
- Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
- Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
- Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
- 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.
Billionaire Hedge Funds
