Filing Details
- Accession Number:
- 0001209191-21-062404
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-02 16:28:02
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-02 16:28:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425153 | P Daniel Mcgahn | C/O American Superconductor Corporation 114 East Main St Ayer MA 01432 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-01 | 7,241 | $18.96 | 722,535 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,393 | Indirect | By 401(k) plan |
Footnotes
- Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on October 31, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
- The sales were executed in multiple trades at prices ranging from $18.40-$19.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 722,535 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 8,393 shares indirectly through the company's 401(k) plan as of November 2, 2021.