Filing Details
- Accession Number:
- 0001387467-21-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-02 16:08:22
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-02 16:08:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1522325 | Yifan Liang | 475 Oakmead Parkway Sunnyvale CA 94085 | Cfo And Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-11-01 | 6,600 | $9.90 | 159,413 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-11-01 | 6,600 | $35.90 | 153,475 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Employee Share Option (right to buy) | Disposition | 2021-11-01 | 6,600 | $0.00 | 6,600 | $9.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-04-25 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 40,375 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, and March 15, 2021 which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 15, 2021, which may become vested upon achievement of certain corporate performance goals in the future and (b) 5,500 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- Reflects 662 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2021.
- Includes 13,125 unvested common shares subject to the 2020 PSU granted on March 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
- The price reported in Column 4 is the exact price at which all shares were sold.
- All options are fully vested and exercisable.
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