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Home > Insider Trading > Filing (0000018230-21-000254)

Filing Details

Accession Number:: 0000018230-21-000254
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-02 15:29:53
Reporting Period:: 2021-11-01

Accepted Time:: 2021-11-02 15:29:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1739859	E Joseph Creed	510 Lake Cook Road Suite 100 Deerfield IL 60015	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-11-01	5,038	$204.09	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,110	Indirect	Held by 401(k) Plan

Footnotes

The information in this report is based on a 401(k) plan statement dated as of October 31, 2021.