Filing Details
- Accession Number:
- 0000018230-21-000254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-02 15:29:53
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-02 15:29:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1739859 | E Joseph Creed | 510 Lake Cook Road Suite 100 Deerfield IL 60015 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-01 | 5,038 | $204.09 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,110 | Indirect | Held by 401(k) Plan |
Footnotes
- The information in this report is based on a 401(k) plan statement dated as of October 31, 2021.
Billionaire Hedge Funds
