Filing Details
- Accession Number:
- 0001104659-21-132553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-01 21:55:59
- Reporting Period:
- 2021-10-28
- Accepted Time:
- 2021-11-01 21:55:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1868941 | Fluence Energy Inc. | FLNC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205068 | E Herman Bulls | C/O Fluence Energy, Inc. 4601 Fairfax Drive, Suite 600 Arlington VA 22203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-01 | 10,000 | $28.00 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Acquisiton | 2021-10-28 | 3,571 | $0.00 | 3,571 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,571 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.
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