Filing Details
- Accession Number:
- 0000091142-21-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-01 16:34:52
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-01 16:34:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196442 | K Idelle Wolf | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-28 | 45,014 | $0.00 | 0 | No | 5 | G | Indirect | Held in her spouse's revocable trust. |
Common Stock | Acquisiton | 2021-09-28 | 45,014 | $0.00 | 50,735 | No | 5 | G | Direct | |
Common Stock | Disposition | 2021-11-01 | 1,000 | $74.78 | 49,735 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Held in her spouse's revocable trust. |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 0 | 9,602 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 9,602 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $74.7767 to $74.7796. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
- The Plan permits the participant to defer the receipt of the award, and Ms. Wolf has made a deferral.
- The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 34 Restricted Stock Units.