Filing Details
- Accession Number:
- 0000002488-21-000181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-01 16:11:07
- Reporting Period:
- 2021-10-28
- Accepted Time:
- 2021-11-01 16:11:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2488 | Advanced Micro Devices Inc | AMD | Semiconductors & Related Devices (3674) | 941692300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622864 | Eugene Forrest Norrod | 2485 Augustine Drive Santa Clara CA 95054 | Svp & Gm Desg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-28 | 10,120 | $6.98 | 302,942 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-28 | 2,380 | $12.83 | 305,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-28 | 11,141 | $121.09 | 294,181 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-28 | 11,737 | $121.77 | 282,444 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-28 | 5,066 | $122.89 | 277,378 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-28 | 556 | $123.41 | 276,822 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Grant | Disposition | 2021-10-28 | 10,120 | $0.00 | 10,120 | $6.98 |
| Common Stock | Stock Option Grant | Disposition | 2021-10-28 | 2,380 | $0.00 | 2,380 | $12.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-07-26 | No | 4 | M | Direct | |
| 41,793 | 2024-08-09 | No | 4 | M | Direct |
Footnotes
- The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
- Since the date of the Reporting Person's last ownership report, he transferred 16,403 shares of AMD common stock to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
- Transaction executed in multiple trades at prices ranging from $120.33 to $121.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $121.33 to $122.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $122.34 to $123.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $123.37 to $123.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
- The options vest 1/3 on each of August 9, 2018, 2019 and 2020.
Billionaire Hedge Funds
