Filing Details
- Accession Number:
- 0001209191-21-062184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-01 16:00:12
- Reporting Period:
- 2021-10-28
- Accepted Time:
- 2021-11-01 16:00:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621666 | P Aaron Graft | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-28 | 16,434 | $15.87 | 255,503 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-28 | 16,434 | $113.18 | 239,069 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options | Disposition | 2021-10-28 | 16,434 | $15.87 | 16,434 | $15.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2026-04-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,315 | Indirect | By Spouse |
Footnotes
- The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Consists of (i) 231,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.
- 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
- Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.