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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1667011	Arteris Inc.	AIP	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1888679	C Wayne Cantwell	C/O Arteris, Inc. 595 Millich Dr., Suite 200 Campbell CA 95008		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-10-29	38,760	$0.00	38,760	No	4	C	Indirect	By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell
Common Stock	Acquisiton	2021-10-29	1	$18.75	38,761	No	4	P	Indirect	By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell
Common Stock	Acquisiton	2021-10-26	8,333	$0.00	208,333	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell
No	4	P	Indirect	By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell
No	4	A	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2021-10-29	38,760	$0.00	38,760	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
38,760			No	4	C	Indirect

Footnotes

Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
Includes 8,333 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.
Includes 58,333 restricted stock units.