Filing Details
- Accession Number:
- 0001593968-21-002312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-29 20:16:05
- Reporting Period:
- 2021-01-25
- Accepted Time:
- 2021-10-29 20:16:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 738214 | Aemetis Inc | AMTX | Industrial Organic Chemicals (2860) | 261407544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383895 | Todd Waltz | 20400 Stevens Crek Blvd, Suite 700 Cupertino CA 95014 | Executive Vice President, Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-26 | 10,000 | $9.61 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-25 | 10,000 | $7.11 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-29 | 10,000 | $6.57 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-01 | 10,000 | $7.91 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-02 | 10,000 | $8.00 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-03 | 10,000 | $7.53 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-04 | 10,000 | $7.86 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-05 | 10,000 | $7.45 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-08 | 10,000 | $7.59 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-09 | 10,000 | $7.25 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 10,000 | $7.31 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-11 | 10,000 | $7.71 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-12 | 10,000 | $7.24 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-16 | 10,000 | $7.80 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 10,000 | $8.80 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-18 | 10,000 | $8.07 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-19 | 10,000 | $8.15 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-22 | 10,000 | $8.27 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-15 | 4,955 | $20.83 | 240,446 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-15 | 26,000 | $19.92 | 194,446 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 455 | $19.54 | 214,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 5,106 | $18.42 | 215,295 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-04-19 | 3,649 | $18.99 | 242,209 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-04-19 | 51,170 | $19.67 | 191,039 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-22 | 23,099 | $19.40 | 167,940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-27 | 10,000 | $7.77 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-28 | 10,000 | $7.53 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-16 | 29,045 | $19.54 | 165,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 46,900 | $18.92 | 167,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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Footnotes
- These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
- These shares were sold pursuant to a Rule 10b5-1 plan.
- As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 165,401 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, 2021 option exercise in which the Reporting Person sold all but 2,539 shares received upon exercise, the transactions reported herein did not result in a net change in the number of shares beneficially owned by the Reporting Person. As of the date of this filing, the Reporting Person beneficially owned 167,940 shares of the Issuers common stock.
- These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.
Billionaire Hedge Funds
