Filing Details

Accession Number:
0000919574-21-006529
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-10-29 18:32:26
Reporting Period:
2018-11-20
Accepted Time:
2021-10-29 18:32:26
Original Submission Date:
2018-11-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074871 Modular Medical Inc. MODD Surgical & Medical Instruments & Apparatus (3841) 870620495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1169253 Manchester Management Co Llc 2 Calle Candina, #1701
San Juan PR 00907
No No Yes No
1411524 Manchester Explorer, L.p. 2 Calle Candina, #1701
San Juan PR 00907
No No Yes No
1512127 E James Besser 2 Calle Candina, #1701
San Juan PR 00907
No No Yes No
1593072 C. Morgan Frank 2 Calle Candina, #1701
San Juan PR 00907
Yes No Yes No
1735534 Manchester Management Pr, Llc 2 Calle Candina, #1701
San Juan PR 00907
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-11-20 88,889 $2.25 269,719 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-11-20 471,111 $2.25 5,016,566 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-11-20 160,000 $2.25 917,576 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 180,830 Direct
Footnotes
  1. The reported securities are directly owned by James E. Besser in his personal capacity.
  2. The reported securities are directly owned by Morgan C. Frank in his personal capacity.
  3. The reported securities are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company, LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) James E. Besser, the managing member of Manchester Management and Manchester PR, and (iv) Morgan Frank, who serves as a portfolio manager and as a consultant for Explorer. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. The reported securities are owned directly by JEB Partners, L.P. ("JEB Partners") and may be deemed to be indirectly beneficially owned by (i) Manchester Management, the general partner of JEB Partners, (ii) Manchester PR, the investment adviser to Manchester Management, and (iii) James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.