Filing Details
- Accession Number:
- 0001213900-21-055224
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-28 21:49:21
- Reporting Period:
- 2021-10-26
- Accepted Time:
- 2021-10-28 21:49:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822553 | Spartacus Acquisition Corp | TMTS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201333 | S Neil Subin | 6470 E Johns Crossing, Suite 490 Duluth, GA 30097 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-10-28 | 1,105,000 | $10.00 | 1,605,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Comon Stock | Warrants | Disposition | 2021-10-26 | 8,104,244 | $0.00 | 8,104,244 | $11.50 |
Class A Comon Stock | Warrants | Acquisiton | 2021-10-26 | 3,890,085 | $0.00 | 3,890,085 | $11.50 |
Class A Comon Stock | Class B Common Stock | Disposition | 2021-10-26 | 754,502 | $0.00 | 754,502 | $0.00 |
Class A Comon Stock | Class B Common Stock | Disposition | 2021-10-27 | 100,000 | $0.00 | 100,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Indirect | ||
4,140,085 | No | 4 | J | Indirect | ||
4,245,498 | No | 4 | J | Indirect | ||
4,145,498 | No | 4 | J | Indirect |
Footnotes
- Held by MILFAM Investments LLC. Mr. Subin is the President and Manager of MILFAM LLC, which serves as manager of Milfam Investments LLC.
- Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
- The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
- The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.
- As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
- Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
- MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- Includes 250,000 warrants are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50).
- Includes 500,000 shares of Class A common stock are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50).