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Filing Details

Accession Number:: 0000921895-11-001032
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-12 20:01:43
Reporting Period:: 2011-05-10

Filing Date:: 2011-05-12
Accepted Time:: 2011-05-12 20:01:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1426506	Smg Indium Resources Ltd.	SGMEU.OB	Miscellaneous Metal Ores (1090)	510662991

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1205885	C William Martin	254 Witherspoon Street Princeton NJ 08542	Yes	No	Yes	No
1360436	Raging Capital Fund, Lp	254 Witherspoon Street Princeton NJ 08542	No	No	Yes	No
1444376	Raging Capital Management, Llc	254 Witherspoon Street Princeton NJ 08542	No	No	Yes	No
1467569	Raging Capital Fund (Qp), Lp	254 Witherspoon Street Princeton NJ 08542	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2011-05-10	922,580	$0.00	922,580	No	4	P	Indirect	By Raging Capital Fund (QP), LP
Common Stock, Par Value $0.001	Acquisiton	2011-05-10	707,420	$0.00	707,420	No	4	P	Indirect	By Raging Capital Fund, LP
Common Stock, Par Value $0.001	Acquisiton	2011-05-10	151,804	$0.00	1,074,384	No	4	C	Indirect	By Raging Capital Fund (QP), LP
Common Stock, Par Value $0.001	Acquisiton	2011-05-10	185,538	$0.00	892,958	No	4	C	Indirect	By Raging Capital Fund, LP
Common Stock, Par Value $0.001	Acquisiton	2011-05-10	7,028	$0.00	7,028	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Raging Capital Fund (QP), LP
No	4	P	Indirect	By Raging Capital Fund, LP
No	4	C	Indirect	By Raging Capital Fund (QP), LP
No	4	C	Indirect	By Raging Capital Fund, LP
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2011-05-10	922,580	$0.00	922,580	$5.75
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2011-05-10	707,420	$0.00	707,420	$5.75
Common Stock	Class A Convertible Common Stock	Disposition	2011-05-10	108,000	$0.00	151,804	$0.00
Common Stock	Class A Convertible Common Stock	Disposition	2011-05-10	132,000	$0.00	185,538	$0.00
Common Stock	Class A Convertible Common Stock	Disposition	2011-05-10	5,000	$0.00	7,028	$0.00
Common Stock	Warrants (right to buy)	Disposition	2011-05-10	108,000	$0.00	108,000	$5.75
Common Stock	Warrants (right to buy)	Acquisiton	2011-05-10	151,804	$0.00	151,804	$5.75
Common Stock	Warrants (right to buy)	Disposition	2011-05-10	132,000	$0.00	132,000	$5.75
Common Stock	Warrants (right to buy)	Acquisiton	2011-05-10	185,538	$0.00	185,538	$5.75
Common Stock	Warrants (right to buy)	Disposition	2011-05-10	5,000	$0.00	5,000	$5.75
Common Stock	Warrants (right to buy)	Acquisiton	2011-05-10	7,028	$0.00	7,028	$5.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
922,580	2011-05-10	2016-05-04	No	4	P	Indirect
707,420	2011-05-10	2016-05-04	No	4	P	Indirect
0			No	4	C	Indirect
0			No	4	C	Indirect
0			No	4	C	Direct
0		2016-05-04	No	4	D	Indirect
151,804		2016-05-04	No	4	A	Indirect
0		2016-05-04	No	4	D	Indirect
185,538		2016-05-04	No	4	A	Indirect
0		2016-05-04	No	4	D	Direct
7,028		2016-05-04	No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$4.50	2011-05-04	2016-05-04	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-05-04	5,000	5,000	Direct

Footnotes

This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP.
Represents securities owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund.
The reported securities are included within 922,580 Units purchased by the Reporting Person for $5.00 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
The reported securities are included within 707,420 Units purchased by the Reporting Person for $5.00 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
The Class A Convertible Common Stock held by the Reporting Person automatically converted into an equal number of shares of Common Stock, subject to certain adjustments, upon the consummation of the Issuer's initial public offering, which occurred on May 10, 2011.
The Warrants are currently exercisable.
Reflects certain adjustments.
The reported transactions involved a cancellation of the "old" Warrants and the grant of replacement Warrants.