Filing Details
- Accession Number:
- 0001225208-21-013315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-27 19:35:15
- Reporting Period:
- 2021-10-27
- Accepted Time:
- 2021-10-27 19:35:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923738 | R. Charles Schwab | 3000 Schwab Way Westlake TX 76262 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-27 | 768 | $12.45 | 81,936,092 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2021-10-27 | 768 | $83.00 | 81,935,324 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-10-27 | 768 | $0.00 | 768 | $12.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
155,890 | 2013-08-01 | 2022-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 44,025 | Indirect | by 188 Corp |
Common Stock | 31,631,256 | Indirect | by Limited Partnership |
Common Stock | 1,358,535 | Indirect | by Spouse as Trustee |