Filing Details

Accession Number:
0001225208-21-013315
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-27 19:35:15
Reporting Period:
2021-10-27
Accepted Time:
2021-10-27 19:35:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923738 R. Charles Schwab 3000 Schwab Way
Westlake TX 76262
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-27 768 $12.45 81,936,092 No 4 M Indirect by Trust
Common Stock Disposition 2021-10-27 768 $83.00 81,935,324 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-10-27 768 $0.00 768 $12.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
155,890 2013-08-01 2022-08-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,025 Indirect by 188 Corp
Common Stock 31,631,256 Indirect by Limited Partnership
Common Stock 1,358,535 Indirect by Spouse as Trustee