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Filing Details

Accession Number:: 0001193805-21-001502
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-27 17:56:39
Reporting Period:: 2021-10-25

Accepted Time:: 2021-10-27 17:56:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841968	P10 Inc.	PX	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1888753	A. Edwin Poston	C/O P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas TX 75205	Yes	No	No	Yes
1889675	Truebridge Colonial Fund, U/A Dated 11/15/2015	C/O P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	Yes
1890819	Mel Williams	C/O P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-10-25	11,657	$0.00	11,657	No	4	C	Indirect	By MAW Management Co.
Class A Common Stock	Disposition	2021-10-25	11,657	$12.00	0	No	4	S	Indirect	By MAW Management Co.
Class A Common Stock	Acquisiton	2021-10-25	818,016	$0.00	818,016	No	4	C	Indirect	By TrueBridge Colonial Fund
Class A Common Stock	Disposition	2021-10-25	818,016	$12.00	0	No	4	S	Indirect	By TrueBridge Colonial Fund
Class A Common Stock	Acquisiton	2021-10-25	956,409	$0.00	956,409	No	4	C	Indirect	By Mel Williams Irrevocable Trust
Class A Common Stock	Disposition	2021-10-25	956,409	$12.00	0	No	4	S	Indirect	By Mel Williams Irrevocable Trust
Class A Common Stock	Acquisiton	2021-10-25	19,348	$0.00	19,348	No	4	C	Indirect	By TrueBridge Ascent LLC
Class A Common Stock	Disposition	2021-10-25	19,348	$12.00	0	No	4	S	Indirect	By TrueBridge Ascent LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By MAW Management Co.
No	4	S	Indirect	By MAW Management Co.
No	4	C	Indirect	By TrueBridge Colonial Fund
No	4	S	Indirect	By TrueBridge Colonial Fund
No	4	C	Indirect	By Mel Williams Irrevocable Trust
No	4	S	Indirect	By Mel Williams Irrevocable Trust
No	4	C	Indirect	By TrueBridge Ascent LLC
No	4	S	Indirect	By TrueBridge Ascent LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-10-25	11,657	$0.00	11,657	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-10-25	818,016	$0.00	818,016	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-10-25	956,409	$0.00	956,409	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-10-25	19,348	$0.00	19,348	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
108,844	No	4	C	Indirect
9,038,753	No	4	C	Indirect
8,929,910	No	4	C	Indirect
180,652	No	4	C	Indirect

Footnotes

This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein.
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On October 25, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Represents securities of the Issuer owned directly by MAW Management Co. ("MAW Management"). Mr. Williams, as the manager of MAW Management, may be deemed to beneficially own the securities of the Issuer owned directly by MAW Management.
Represents securities of the Issuer owned directly by the TrueBridge Colonial Fund (the "TrueBridge Fund"). First Republic Trust Company of Delaware, as trustee of the TrueBridge Fund, may be deemed to beneficially own the securities of the Issuer owned directly by the TrueBridge Fund.
Represents securities of the Issuer owned directly by the Mel Williams Irrevocable Trust (the "Mel Trust"). Alliance Trust Company, as trustee of the Mel Trust, may be deemed to beneficially own the securities of the Issuer owned directly by the Mel Trust.
Represents securities of the Issuer owned directly by TrueBridge Ascent LLC ("TrueBridge LLC"). Mr. Poston, as manager of TrueBridge LLC, may be deemed to beneficially own the securities of the Issuer owned directly by TrueBridge LLC.