Filing Details
- Accession Number:
- 0001484778-21-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-27 17:09:47
- Reporting Period:
- 2021-10-25
- Accepted Time:
- 2021-10-27 17:09:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484778 | Thredup Inc. | TDUP | Retail-Catalog & Mail-Order Houses (5961) | 264009181 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1850186 | Alon Rotem | C/O Thredup Inc. 969 Broadway, Suite 200 Oakland CA 94607 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-10-25 | 400 | $0.00 | 20,796 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-10-25 | 400 | $23.00 | 20,396 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-10-25 | 20,000 | $0.00 | 40,396 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2021-10-26 | 5,600 | $0.00 | 45,996 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-10-26 | 5,600 | $23.10 | 40,396 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-25 | 400 | $0.00 | 400 | $2.05 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-10-25 | 400 | $0.00 | 400 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-10-25 | 400 | $0.00 | 400 | $0.00 |
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-25 | 20,000 | $0.00 | 20,000 | $2.05 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-10-25 | 20,000 | $0.00 | 20,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-10-25 | 20,000 | $0.00 | 20,000 | $0.00 |
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-26 | 5,600 | $0.00 | 5,600 | $2.05 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-10-26 | 5,600 | $0.00 | 5,600 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-10-26 | 5,600 | $0.00 | 5,600 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 121,435 | 2026-11-30 | No | 4 | M | Direct | |
| 400 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 145,000 | 2030-02-18 | No | 4 | M | Direct | |
| 20,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 115,835 | 2026-11-30 | No | 4 | M | Direct | |
| 5,600 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.04 to $23.145 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The stock option vested over four years after November 3, 2016.
- The stock option vests in 48 equal monthly installments after September 1, 2019, subject to the Reporting Person's continued service to the Issuer as of each vesting date.
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