Filing Details
- Accession Number:
- 0001209191-21-061790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-27 16:00:18
- Reporting Period:
- 2021-10-25
- Accepted Time:
- 2021-10-27 16:00:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621763 | Gail Lehmann | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Evp And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-25 | 7,176 | $15.87 | 36,656 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-25 | 741 | $25.80 | 37,397 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-25 | 7,917 | $117.84 | 29,480 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2021-10-25 | 7,176 | $0.00 | 7,176 | $15.87 |
| Common Stock | Employee Stock Options | Disposition | 2021-10-25 | 741 | $0.00 | 5,123 | $25.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-04-01 | No | 4 | M | Direct | |
| 4,382 | 2027-04-01 | No | 4 | M | Direct |
Footnotes
- The reported price in column 4 represents the weighted average sale price. Reporting person will provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Consists of (i) 26,596 shares of common stock beneficially owned by reporting person, and (ii) 2,884 shares of restricted stock of the reporting person subject to future time vesting requirements.
- Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
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