Filing Details
- Accession Number:
- 0001415889-21-004978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-26 21:23:04
- Reporting Period:
- 2021-10-22
- Accepted Time:
- 2021-10-26 21:23:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-22 | 62,716 | $182.65 | 603,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-22 | 7,680 | $180.48 | 595,820 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-22 | 337 | $180.48 | 595,483 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-22 | 15,326 | $181.38 | 580,157 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-22 | 11,830 | $182.43 | 568,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-22 | 1,159 | $183.18 | 567,168 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-22 | 1,140 | $184.58 | 566,028 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-22 | 929 | $185.31 | 565,099 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-25 | 71,420 | $179.80 | 636,519 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-25 | 8,695 | $180.60 | 627,824 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-25 | 8,243 | $180.60 | 619,581 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-25 | 10,343 | $181.27 | 609,238 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-25 | 11,074 | $182.58 | 598,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-25 | 4,921 | $183.15 | 593,243 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-25 | 200 | $184.67 | 593,043 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-26 | 77,254 | $180.20 | 670,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-26 | 9,424 | $180.31 | 660,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-26 | 14,966 | $180.31 | 645,907 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-26 | 6,368 | $181.30 | 639,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-26 | 14,862 | $182.61 | 624,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-26 | 1,500 | $183.18 | 623,177 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2021-10-22 | 62,716 | $0.00 | 62,716 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-10-25 | 71,420 | $0.00 | 71,420 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-10-26 | 77,254 | $0.00 | 77,254 | $28.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,897,469 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 3,826,049 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 3,748,795 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.00 to $182.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $183.01 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $184.11 to $185.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $185.13 to $185.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.00 to $182.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $183.00 to $183.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.00 to $181.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $183.00 to $183.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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