Filing Details
- Accession Number:
- 0001181431-11-029434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-12 19:16:04
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-12
- Accepted Time:
- 2011-05-12 19:16:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862480 | K Swiss Inc | KSWS | Footwear, (No Rubber) (3140) | 954265988 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318774 | J David Nichols | C/O K-Swiss Inc 31248 Oak Crest Dr. Westlake Village CA 91361 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.01 | Acquisiton | 2011-05-10 | 25,000 | $5.05 | 25,000 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $.01 | Disposition | 2011-05-10 | 25,000 | $11.26 | 0 | No | 4 | S | Direct | |
| Class A Common Stock, Par Value $.01 | Acquisiton | 2011-05-12 | 5,000 | $5.05 | 5,000 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $.01 | Disposition | 2011-05-12 | 5,000 | $11.31 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.01 | Options to buy Class A Common Stock | Disposition | 2011-05-10 | 25,000 | $0.00 | 25,000 | $5.05 |
| Class A Common Stock, Par Value $.01 | Options to buy Class A Common Stock | Disposition | 2011-05-12 | 5,000 | $0.00 | 5,000 | $5.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,983 | 2011-07-09 | No | 4 | M | Direct | |
| 38,983 | 2006-07-09 | 2011-07-09 | No | 4 | M | Direct |
Footnotes
- 2,983 options vested on 7/9/05 and 25,000 options vested on 7/9/06
Billionaire Hedge Funds
