Filing Details
- Accession Number:
- 0001181431-11-029430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-12 19:12:00
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-12
- Accepted Time:
- 2011-05-12 19:12:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296454 | Ibrahim Korgav | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Sr Vp Of Business Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-10 | 5,000 | $11.97 | 55,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-10 | 5,000 | $40.00 | 50,589 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-12 | 3,718 | $11.97 | 54,307 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-12 | 1,008 | $13.34 | 55,315 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-12 | 274 | $13.93 | 55,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-12 | 5,000 | $40.00 | 50,589 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2011-05-10 | 5,000 | $0.00 | 8,718 | $11.97 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 3,718 | $0.00 | 3,718 | $11.97 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 1,008 | $0.00 | 1,008 | $16.86 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 274 | $0.00 | 16,500 | $13.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,718 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
0 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
0 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
16,226 | 2009-01-07 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 8,250 shares of common stock at an exercise price of $27.86 per share, was adjusted to 16,500 shares of common stock at an exercise price of $13.93 per share.