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Filing Details

Accession Number:: 0001209191-21-061583
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-25 21:41:48
Reporting Period:: 2021-10-21

Accepted Time:: 2021-10-25 21:41:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218471	Y Edward Abbo	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-09-30	405,000	$0.00	95,994	No	5	G	Direct
Common Stock	Acquisiton	2021-09-30	405,000	$0.00	448,733	No	5	G	Indirect	See Footnote
Common Stock	Disposition	2021-10-21	33,266	$47.63	62,728	No	4	S	Direct
Common Stock	Disposition	2021-10-21	1,441	$48.06	61,287	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	See Footnote
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	99,137	Indirect	See Footnote

Footnotes

Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings.
The shares are held by the Children's Trust, of which the Reporting Person is trustee.
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents weighted average sales price. The shares were sold at prices ranging from $47.02 to $48.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by the Family Trust, of which the Reporting Person is trustee.