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Filing Details

Accession Number:: 0000899243-21-041469
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-25 18:37:19
Reporting Period:: 2021-10-21

Accepted Time:: 2021-10-25 18:37:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1818502	Oppfi Inc.	OPFI	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1070844	A Stephen Schwarzman	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1393818	Blackstone Inc	345 Park Avenue New York NY 10154	No	No	Yes	No
1404071	L.l.c. Management Group Blackstone	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1464694	L.p. I Holdings Blackstone	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1464695	L.l.c. Gp I/Ii Holdings Blackstone	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1728531	L.l.c. Solutions Alternative Blackstone	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1876914	Blackstone Aqua Master Sub-Fund, A Sub-Fund Of Blackstone Global Master Fund Icav	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-10-21	6,900	$7.14	1,113,100	No	4	S	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-10-21	31,366	$7.04	1,081,734	No	4	S	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-10-21	7,600	$7.00	1,074,134	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Warrant (right to buy)	Disposition	2021-10-21	4,496	$1.51	4,496	$11.50
Class A Common Stock	Warrant (right to buy)	Disposition	2021-10-21	61,223	$1.38	61,223	$11.50
Class A Common Stock	Warrant (right to buy)	Disposition	2021-10-22	494,281	$1.18	494,281	$11.50

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
555,504	No	4	S	Indirect
494,281	No	4	S	Indirect
0	No	4	S	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of OppFi Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $7.13 to $7.16, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4.
Reflects securities of the Issuer directly held by Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV ("Aqua Fund"). Blackstone Alternative Solutions L.L.C. ("BAS") is the investment manager of the Aqua Fund. Blackstone Holdings I L.P. ("Holdings I") is the sole member of BAS. Blackstone Holdings I/II GP L.L.C. ("Holdings GP") is the general partner of Holdings I. Blackstone Inc. ("Blackstone") is the sole member of Holdings GP. Blackstone Group Management L.L.C. ("Blackstone Management") is the sole holder of Series II preferred stock of Blackstone. Blackstone Management is wholly owned by its senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than the Aqua Fund to the extent it directly holds securities of the Issuer), disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than the Aqua Fund to the extent it directly holds securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all reported securities for purposes of Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.96 to $7.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.975 to $7.05, inclusive.
The warrants have an exercise price of $11.50 per share of Class A Common Stock, subject to adjustment, and became exercisable on the later of 12 months from the closing of the Issuer's initial public offering (which occurred on October 2, 2020) or 30 days after the completion of the Issuer's initial business combination (which occurred on July 20, 2021), and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
The price reported in Column 4 is a weighted average price. These warrants of the Issuer were sold in multiple transactions at prices ranging from $1.34 to $1.51, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes (8) and (9) to this Form 4.
The price reported in Column 4 is a weighted average price. These warrants of the Issuer were sold in multiple transactions at prices ranging from $1.15 to $1.40, inclusive.