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Home > Insider Trading > Filing (0001437749-21-024233)

Filing Details

Accession Number:: 0001437749-21-024233
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-25 16:16:40
Reporting Period:: 2021-10-22

Accepted Time:: 2021-10-25 16:16:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356115	Nexpoint Strategic Opportunities Fund	NHF	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228922	D James Dondero	300 Crescent Court, Suite 700 Dallas TX 75201	See Remarks	No	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-10-22	20,408	$14.68	2,647,702	No	4	P	Indirect	See Footnote (1)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote (1)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,049,751	Indirect	See Footnote (2)
Common Stock	58,756	Indirect	By employee benefit plan
Common Stock	18,916	Direct

Footnotes

These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.