Filing Details
- Accession Number:
- 0001209191-21-061485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-25 16:04:34
- Reporting Period:
- 2021-10-21
- Accepted Time:
- 2021-10-25 16:04:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434316 | Fate Therapeutics Inc | FATE | Biological Products, (No Disgnostic Substances) (2836) | 651311552 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586893 | Scott J Wolchko | C/O Fate Therapeutics, Inc.; 12278 Scripps Summit Drive San Diego CA 92131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-21 | 30,000 | $2.73 | 423,793 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 15,235 | $59.82 | 408,558 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 14,765 | $60.63 | 393,793 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-22 | 10,000 | $2.73 | 403,793 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-22 | 4,846 | $4.84 | 408,639 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-22 | 15,154 | $2.70 | 423,793 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-22 | 30,000 | $58.88 | 393,793 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-21 | 30,000 | $0.00 | 30,000 | $2.73 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-22 | 10,000 | $0.00 | 10,000 | $2.73 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-22 | 4,846 | $0.00 | 4,846 | $4.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-10-22 | 15,154 | $0.00 | 15,154 | $2.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2027-01-03 | No | 4 | M | Direct | |
| 50,000 | 2027-01-03 | No | 4 | M | Direct | |
| 0 | 2025-01-04 | No | 4 | M | Direct | |
| 99,446 | 2026-01-11 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.31 to $60.30 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.31 to $61.26 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option is fully vested.
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