Filing Details

Accession Number:
0001640147-21-000236
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-22 18:38:11
Reporting Period:
2021-10-20
Accepted Time:
2021-10-22 18:38:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640147 Snowflake Inc. SNOW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402348 Frank Slootman C/O Snowflake Inc.
106 East Babcock Street, Suite 3A
Bozeman MT 59715
Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-09-29 6,309 $0.00 30,200 No 5 G Direct
Class A Common Stock Acquisiton 2021-10-20 63,093 $8.88 93,293 No 4 M Direct
Class A Common Stock Disposition 2021-10-20 7,305 $333.57 85,988 No 4 S Direct
Class A Common Stock Disposition 2021-10-20 23,150 $334.52 62,838 No 4 S Direct
Class A Common Stock Disposition 2021-10-20 16,302 $335.45 46,536 No 4 S Direct
Class A Common Stock Disposition 2021-10-20 5,477 $336.47 41,059 No 4 S Direct
Class A Common Stock Disposition 2021-10-20 5,850 $337.59 35,209 No 4 S Direct
Class A Common Stock Disposition 2021-10-20 2,608 $338.66 32,601 No 4 S Direct
Class A Common Stock Disposition 2021-10-20 2,401 $339.24 30,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-10-20 63,093 $0.00 63,093 $8.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,172,732 2029-05-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,266,092 Indirect Trust
Class A Common Stock 83,014 Indirect Foundation
Footnotes
  1. The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $332.95 to $333.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
  3. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $333.96 to $334.96, inclusive.
  4. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $334.97 to $335.97, inclusive.
  5. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $335.98 to $336.98, inclusive.
  6. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $336.99 to $337.97, inclusive.
  7. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $338.01 to $339.01, inclusive.
  8. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $339.02 to $339.48, inclusive.
  9. Reflects a gift of 56,000 shares from the Slootman Living Trust to the Slootman Family Foundation on September 28, 2021.
  10. The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
  11. The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
  12. The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.