Home > Insider Trading > Filing (0000054480-21-000226)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1761856	J Adam Godderz	Kansas City Southern 427 W 12Th Street Kansas City MO 64105	Svp Chief Legal Ofc & Corp Sec	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-10-21	446	$66.99	6,340	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	604	$97.77	6,944	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	631	$94.23	7,575	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	607	$119.35	8,182	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	1,218	$82.71	9,400	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	1,145	$86.89	10,545	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	982	$105.83	11,527	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	2,140	$110.13	13,667	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	1,071	$171.86	14,738	No	4	M	Direct
Common Stock	Disposition	2021-10-21	8,844	$301.89	5,894	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	446	$0.00	446	$66.99
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	604	$0.00	604	$97.77
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	631	$0.00	631	$94.23
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	607	$0.00	607	$119.35
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	1,218	$0.00	1,218	$82.71
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	1,145	$0.00	1,145	$86.89
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	982	$0.00	982	$105.83
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	2,140	$0.00	2,140	$110.13
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	1,071	$0.00	1,071	$171.86

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-02-21	No	4	M	Direct
0	2023-02-20	No	4	M	Direct
0	2024-02-19	No	4	M	Direct
0	2025-02-17	No	4	M	Direct
0	2026-02-18	No	4	M	Direct
0	2027-02-16	No	4	M	Direct
0	2028-03-05	No	4	M	Direct
1,070	2029-03-04	No	4	M	Direct
2,142	2030-02-06	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,420	Indirect	Held by 401(k) & P/S Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$211.10		2031-02-02	2,724	2,724	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-02	2,724	2,724	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $301.66 to $302.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Includes 7.576 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.