Home > Insider Trading > Filing (0000054480-21-000224)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428750	W Michael Upchurch	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-10-21	3,666	$97.77	30,988	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	3,876	$94.23	34,864	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	3,726	$119.35	38,590	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	6,973	$82.71	45,563	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	6,552	$86.89	52,115	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	6,662	$105.83	58,777	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	4,373	$110.13	63,150	No	4	M	Direct
Common Stock	Acquisiton	2021-10-21	2,017	$171.86	65,167	No	4	M	Direct
Common Stock	Disposition	2021-10-21	15,702	$301.11	49,465	No	4	S	Direct
Common Stock	Disposition	2021-10-21	22,143	$301.62	27,322	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	3,666	$0.00	3,666	$97.77
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	3,876	$0.00	3,876	$94.23
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	3,726	$0.00	3,726	$119.35
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	6,973	$0.00	6,973	$82.71
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	6,552	$0.00	6,552	$86.89
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	6,662	$0.00	6,662	$105.83
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	4,373	$0.00	4,373	$110.13
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	2,017	$0.00	2,017	$171.86

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2023-02-20	No	4	M	Direct
0	2024-02-19	No	4	M	Direct
0	2025-02-17	No	4	M	Direct
0	2026-02-18	No	4	M	Direct
0	2027-02-16	No	4	M	Direct
0	2028-03-05	No	4	M	Direct
2,186	2029-03-04	No	4	M	Direct
4,033	2030-02-06	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$211.10		2031-02-02	5,069	5,069	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-02	5,069	5,069	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually ranged from $300.4690 to $301.3700. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The prices actually received ranged from $301.500 to $301.985. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.