Home > Insider Trading > Filing (0000054480-21-000222)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1362958	J Patrick Ottensmeyer	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-10-21	4,690	$66.99	130,245	No	4	M	Direct
Common Stock	Disposition	2021-10-21	4,690	$301.89	125,555	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-10-21	4,690	$0.00	4,690	$66.99

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-02-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	261	Indirect	By 401(k) & P/S Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$97.77	2023-02-20	3,666	3,666	Direct
Common Stock	Employee Stock Option (Right to Buy)	$94.23	2024-02-19	3,876	3,876	Direct
Common Stock	Employee Stock Option (Right to Buy)	$119.35	2025-02-17	5,652	5,652	Direct
Common Stock	Employee Stock Option (Right to Buy)	$82.71	2026-02-18	13,120	13,120	Direct
Common Stock	Employee Stock Option (Right to Buy)	$86.89	2027-02-16	29,763	29,763	Direct
Common Stock	Employee Stock Option (Right to Buy)	$105.83	2028-03-05	29,821	29,821	Direct
Common Stock	Employee Stock Option (Right to Buy)	$110.13	2029-03-04	29,358	29,358	Direct
Common Stock	Employee Stock Option (Right to Buy)	$171.86	2030-02-06	25,965	25,965	Direct
Common Stock	Employee Stock Option (Right to Buy)	$211.10	2031-02-02	20,429	20,429	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-02-20	3,666	3,666	Direct
2024-02-19	3,876	3,876	Direct
2025-02-17	5,652	5,652	Direct
2026-02-18	13,120	13,120	Direct
2027-02-16	29,763	29,763	Direct
2028-03-05	29,821	29,821	Direct
2029-03-04	29,358	29,358	Direct
2030-02-06	25,965	25,965	Direct
2031-02-02	20,429	20,429	Direct

Footnotes

Includes 124 shares on June 30, 2021 through the KCS Employee Stock Purchase Plan.
The price in Column 4 is a weighted average price. The prices actually received ranged from $301.47 to $302.32. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Includes 1.3810 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.