Home > Insider Trading > Filing (0001312109-21-000235)

Filing Details

Accession Number:: 0001312109-21-000235
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-22 16:37:57
Reporting Period:: 2021-10-21

Accepted Time:: 2021-10-22 16:37:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1035123	C Thomas Dircks	4250 Executive Square Suite 300 La Jolla CA 92037		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-10-21	900	$144.47	65,000	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	1,300	$145.69	63,700	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	414	$147.33	63,286	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	500	$148.74	62,786	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	17,201	$149.95	45,585	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	4,585	$150.94	41,000	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	100	$151.30	40,900	No	4	S	Indirect	By Charter Digital LLC
Class A Common Stock	Disposition	2021-10-21	200	$144.29	46,099	No	4	S	Indirect	By Dircks Family LLC
Class A Common Stock	Disposition	2021-10-21	300	$145.70	45,799	No	4	S	Indirect	By Dircks Family LLC
Class A Common Stock	Disposition	2021-10-21	100	$147.32	45,699	No	4	S	Indirect	By Dircks Family LLC
Class A Common Stock	Disposition	2021-10-21	2,550	$149.97	43,149	No	4	S	Indirect	By Dircks Family LLC
Class A Common Stock	Disposition	2021-10-21	4,350	$150.36	38,799	No	4	S	Indirect	By Dircks Family LLC
Class A Common Stock	Disposition	2021-10-21	10,000	$151.80	28,799	No	4	S	Indirect	By Dircks Family LLC
Class A Common Stock	Disposition	2021-10-21	7,500	$149.68	15,683	No	4	S	Indirect	By Family Foundation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Charter Digital LLC
No	4	S	Indirect	By Dircks Family LLC
No	4	S	Indirect	By Dircks Family LLC
No	4	S	Indirect	By Dircks Family LLC
No	4	S	Indirect	By Dircks Family LLC
No	4	S	Indirect	By Dircks Family LLC
No	4	S	Indirect	By Dircks Family LLC
No	4	S	Indirect	By Family Foundation

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	14,821	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			674	674	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	674	674	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $144.25 to $145.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $145.31 to $146.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $147.03 to $147.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $148.15 to $149.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $149.30 to $150.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $150.25 to $151.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $144.24 to $144.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $145.48 to $146.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $149.14 to $150.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $150.345 to $151.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $151.60 to $152.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $149.00 to $150.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.