Filing Details
- Accession Number:
- 0001415889-21-004938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-21 21:06:52
- Reporting Period:
- 2021-10-19
- Accepted Time:
- 2021-10-21 21:06:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-19 | 82,110 | $185.27 | 534,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-19 | 2,700 | $181.46 | 532,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-19 | 3,121 | $182.45 | 528,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-19 | 6,946 | $183.66 | 522,009 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-19 | 20,619 | $184.64 | 501,390 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-19 | 6,716 | $185.35 | 494,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-19 | 10,026 | $185.35 | 484,648 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-20 | 35,604 | $179.05 | 520,252 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-20 | 4,311 | $180.20 | 515,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 1,689 | $180.20 | 514,252 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 2,000 | $181.30 | 512,252 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 1,515 | $182.41 | 510,737 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 5,962 | $183.62 | 504,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 4,176 | $184.38 | 500,599 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 1,600 | $185.81 | 498,999 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-20 | 300 | $186.91 | 498,699 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-21 | 109,080 | $184.60 | 607,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 13,399 | $180.40 | 594,380 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 13,239 | $180.40 | 581,141 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 3,152 | $181.68 | 577,989 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 16,236 | $182.34 | 561,753 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 8,031 | $183.75 | 553,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 12,367 | $184.63 | 541,355 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 571 | $185.20 | 540,784 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2021-10-19 | 82,110 | $0.00 | 82,110 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-10-20 | 35,604 | $0.00 | 35,604 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2021-10-21 | 109,080 | $0.00 | 109,080 | $28.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,104,869 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 4,069,265 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
| 3,960,185 | 2020-12-31 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $180.87 to $181.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.09 to $183.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $183.14 to $184.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $184.14 to $185.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.04 to $182.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.05 to $183.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $183.09 to $184.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $184.09 to $184.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $185.51 to $186.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $186.51 to $187.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $180.00 to $180.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $181.01 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $182.01 to $182.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $183.02 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $184.025 to $185.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $185.10 to $185.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
