Filing Details

Accession Number:
0000950103-21-016222
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-21 17:01:31
Reporting Period:
2021-10-19
Accepted Time:
2021-10-21 17:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642545 Shockwave Medical Inc. SWAV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305831 T Frank Watkins C/O Shockwave Medical, Inc.
5403 Betsy Ross Drive
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-10-19 495 $198.86 63,307 No 4 S Direct
Common Stock Disposition 2021-10-19 287 $199.75 63,020 No 4 S Direct
Common Stock Disposition 2021-10-19 117 $200.83 62,903 No 4 S Direct
Common Stock Disposition 2021-10-19 320 $201.96 62,583 No 4 S Direct
Common Stock Disposition 2021-10-19 398 $202.89 62,185 No 4 S Direct
Common Stock Disposition 2021-10-19 338 $203.81 61,847 No 4 S Direct
Common Stock Disposition 2021-10-19 45 $204.91 61,802 No 4 S Direct
Common Stock Disposition 2021-10-20 185 $195.01 61,617 No 4 S Direct
Common Stock Disposition 2021-10-20 147 $196.58 61,470 No 4 S Direct
Common Stock Disposition 2021-10-20 325 $198.06 61,145 No 4 S Direct
Common Stock Disposition 2021-10-20 465 $198.97 60,680 No 4 S Direct
Common Stock Disposition 2021-10-20 89 $200.08 60,591 No 4 S Direct
Common Stock Disposition 2021-10-20 417 $201.80 60,174 No 4 S Direct
Common Stock Disposition 2021-10-20 372 $202.65 59,802 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 16, 2020.
  2. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $198.39 to $199.36. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $199.42 to $200.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $200.47 to $201.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  5. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $201.47 to $202.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  6. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $202.50 to $203.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  7. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $203.50 to $204.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  8. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $204.90 to $204.92. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  9. The price reported in Column 4 is a weighted average price. All of the reported securities in this row were sold at a price of $195.01.
  10. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $196.38 to $197.37. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  11. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $197.45 to $198.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  12. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $198.58 to $199.37. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  13. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $199.70 to $200.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  14. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $201.20 to $202.16. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  15. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $202.27 to $202.97. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.