Filing Details
- Accession Number:
- 0000899243-21-040978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-21 17:00:55
- Reporting Period:
- 2021-10-19
- Accepted Time:
- 2021-10-21 17:00:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1835256 | Duckhorn Portfolio Inc. | NAPA | Beverages (2080) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1850753 | Mallard Holdco, Llc | C/O Tsg Consumer Partners, Llc 4 Orinda Way, Suite 150-B Orinda CA 94563 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-10-19 | 11,497,000 | $19.63 | 74,936,303 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-10-19 | 158,535 | $0.00 | 74,777,768 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- These shares of The Duckhorn Portfolio, Inc.'s Common Stock are owned directly by Mallard Holdco, LLC.
- On October 12, 2021, Mallard Holdco, LLC declared a distribution of 158,535 shares of common stock, to occur in connection with the sale of common stock by Mallard Holdco, LLC, to one or more indirect members of Mallard Holdco, LLC. The distribution was declared to facilitate bona fide gifts by such indirect members of Mallard Holdco, LLC of such shares of common stock to charitable organizations. The distribution occurred on October 19, 2021.