Filing Details

Accession Number:
0001664272-21-000188
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-20 16:13:34
Reporting Period:
2021-10-18
Accepted Time:
2021-10-20 16:13:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92230 Truist Financial Corp TFC National Commercial Banks (6021) 560939887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195189 S Kelly King 214 N Tryon Street
Charlotte NC 28202
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-18 71,611 $37.55 174,816 No 4 M Direct
Common Stock Disposition 2021-10-18 71,611 $61.98 103,205 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-10-18 71,611 $0.00 71,611 $37.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-25 2024-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 302,204 Indirect By GRAT
Common Stock 651 Indirect By 401(k)
Common Stock 125,273 Indirect By IRA
Common Stock 57,389 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $38.22 2016-03-15 2025-02-24 120,714 120,714 Direct
Common Stock Stock Option (right to buy) $32.10 2017-03-15 2026-02-23 155,555 155,555 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-02-24 120,714 120,714 Direct
2026-02-23 155,555 155,555 Direct
Footnotes
  1. Includes 68.957 shares acquired in September 2021, under the Issuer's Dividend Reinvestment Plan.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $61.9200 to $62.1050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Includes 5.495 shares acquired between July 1, 2021 and September 30, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated July 1, 2021 through September 30, 2021.
  4. Includes 1,044.433 shares acquired in September 2021, under Dividend Reinvestment Plans.
  5. Includes 10.570 shares acquired in September 2021, under the Issuer's Dividend Reinvestment Plan.
  6. On February 24, 2015, the reporting person was granted an option to purchase 120,714 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 40,239 options being earned.
  7. On February 23, 2016, the reporting person was granted an option to purchase 155,555 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 51,852 options being earned.