Filing Details
- Accession Number:
- 0001209191-11-028045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-12 17:41:34
- Reporting Period:
- 2011-05-11
- Filing Date:
- 2011-05-12
- Accepted Time:
- 2011-05-12 17:41:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Walter Investment Management Corp | WAC | Real Estate Investment Trusts (6798) | 133950486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461836 | John Denmar Dixon | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Vice Chairman And Exec. V.p. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-11 | 700 | $17.65 | 181,799 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 600 | $17.66 | 182,399 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 7,333 | $17.68 | 189,732 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 800 | $17.69 | 190,532 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 1,367 | $17.69 | 191,899 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 7,800 | $17.70 | 199,699 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 7,500 | $17.71 | 207,199 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 100 | $17.74 | 207,299 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 100 | $17.75 | 207,399 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 100 | $17.75 | 207,499 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 1,400 | $17.75 | 208,899 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 4,700 | $17.75 | 213,599 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy Stock) | Acquisiton | 2011-05-10 | 148,203 | $0.00 | 148,203 | $17.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 148,203 | 2012-05-10 | 2021-05-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,500 | Indirect | By Richard Dixon Inter vivos Trust |
Footnotes
- The Reporting Person is a co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- Grant awarded to the Reporting Person pursuant to the Issuer's 2011 Omnibus Incentive Plan.
- The price is based on the average of the high and the low selling price of Issuer's stock on the grant date.
- The options vest in three equal annual installments beginning on May 10, 2012
Billionaire Hedge Funds
