Filing Details
- Accession Number:
- 0001593968-21-002284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-20 12:29:27
- Reporting Period:
- 2021-10-18
- Accepted Time:
- 2021-10-20 12:29:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 738214 | Aemetis Inc | AMTX | Industrial Organic Chemicals (2860) | 261407544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285221 | B Andrew Foster | 20400 Stevens Crek Blvd, Suite 700 Cupertino CA 95014 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-18 | 27,833 | $0.70 | 27,833 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-18 | 10,000 | $0.92 | 37,833 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-18 | 8,334 | $0.86 | 46,167 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-10-18 | 25,000 | $0.60 | 71,167 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-18 | 27,833 | $18.07 | 43,334 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-18 | 10,000 | $17.78 | 33,334 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-18 | 25,000 | $17.78 | 8,334 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-18 | 8,334 | $17.85 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-10-18 | 27,833 | $0.00 | 27,833 | $0.70 |
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-10-18 | 10,000 | $0.00 | 10,000 | $0.92 |
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-10-18 | 8,334 | $0.00 | 8,334 | $0.86 |
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-10-18 | 25,000 | $0.00 | 25,000 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,955 | 2019-04-08 | 2029-01-07 | No | 4 | M | Direct |
| 16,696 | 2019-09-06 | 2029-06-05 | No | 4 | M | Direct |
| 51,887 | 2020-04-09 | 2030-01-09 | No | 4 | M | Direct |
| 88,581 | 2020-06-28 | 2030-03-28 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 plan.
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