Filing Details
- Accession Number:
- 0001664703-21-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-19 20:37:13
- Reporting Period:
- 2021-10-16
- Accepted Time:
- 2021-10-19 20:37:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746127 | Swaminathan Venkataraman | 4353 North First Street San Jose CA 95134 | Evp Of Engineering & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-10-16 | 10,000 | $0.00 | 108,119 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-10-18 | 4,926 | $21.30 | 105,693 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2021-10-16 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 36,554 | Indirect | By trust |
Footnotes
- Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.17 to $21.56. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.
- Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.
- Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date.