Filing Details
- Accession Number:
- 0001627857-21-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-19 17:11:23
- Reporting Period:
- 2021-10-15
- Accepted Time:
- 2021-10-19 17:11:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1627857 | Sailpoint Technologies Holdings Inc. | SAIL | Services-Prepackaged Software (7372) | 471628077 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1820482 | Christopher Schmitt | 11120 Four Points Drive Suite 100 Austin TX 78726 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-15 | 3,075 | $12.00 | 48,744 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-10-15 | 3,075 | $46.35 | 45,669 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-10-15 | 507 | $46.75 | 45,162 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-10-15 | 3,075 | $0.00 | 3,075 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,281 | 2027-11-16 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021 (the "10b5-1 Plan"). No more than 50,028 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 50,028 shares in the aggregate have been sold.
- On October 15, 2021, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 3,075 shares in multiple trades at prices ranging from $46.06 to $46.73 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- On October 15, 2021, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 507 shares in a single trade at a price of $46.75 per share.
- On November 16, 2017, the reporting person was granted an option to purchase 58,333 shares of common stock, 25% of which vested on the first anniversary of the date of grant and then 1/48th of which vest on each monthly anniversary of the date of grant thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.