Filing Details

Accession Number:
0001835256-21-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-19 16:31:37
Reporting Period:
2021-10-18
Accepted Time:
2021-10-19 16:31:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1835256 Duckhorn Portfolio Inc. NAPA Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850132 B.a. Sean Sullivan 1201 Dowdell Lane
Saint Helena CA 94574
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-10-18 5,000 $19.85 238,263 No 4 S Direct
Common Stock Disposition 2021-10-19 25,000 $19.63 213,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.39 to $20.17. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents shares of common stock sold by the Reporting Person in connection with the close of a secondary offering of the Issuer's common stock.