Filing Details

Accession Number:
0001225208-21-013147
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-19 12:39:24
Reporting Period:
2021-10-18
Accepted Time:
2021-10-19 12:39:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186004 V Christopher Dodds 3000 Schwab Way
Westlake TX 76262
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-18 5,139 $59.32 444,931 No 4 M Indirect by Trust
Common Stock Acquisiton 2021-10-18 4,292 $43.21 449,223 No 4 M Indirect by Trust
Common Stock Acquisiton 2021-10-18 1,663 $33.40 450,886 No 4 M Indirect by Trust
Common Stock Disposition 2021-10-18 11,094 $80.38 439,792 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-10-18 5,139 $0.00 5,139 $59.32
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-10-18 4,292 $0.00 4,292 $43.21
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-10-18 1,663 $0.00 1,663 $33.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-05-17 No 4 M Direct
4,292 2029-05-17 No 4 M Direct
4,992 2021-05-14 2030-05-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,860 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $80.22 to $80.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The date first exercisable was 5/17/2019.
  3. The date first exercisable was 5/17/2020.